Who We Are
& Why It Matters
Proudly serving New York City with clarity, independence, and a real commitment to your financial life—led by an SEC-registered advisory team focused on long-term relationships.
Independent Advice, NYC Focus, Real Accountability
Lionshead Wealth Management was founded to provide clear, independent financial guidance for clients who want more than cookie-cutter plans or product pitches. Many wealth firms tie advice to sales goals or external affiliations—Lionshead stands apart as an SEC registered investment adviser (RIA), meaning we operate under the highest fiduciary standards and are accountable to strict regulatory oversight. Our leadership includes CFP® professionals with deep experience in complex, multi-stage financial lives. For clients across Manhattan and neighborhoods like the Upper East Side, Upper West Side, Brooklyn Heights, and Park Slope, that means consistent, reliable support you can count on for years to come.
What It Means to Be an SEC Registered Investment Adviser
Being an SEC registered investment adviser means Lionshead is held to the highest fiduciary standard—legally and ethically required to put your interests first at every stage. Our registration is public and verifiable through the SEC’s IAPD database and our Form CRS, which outline our responsibilities, credentials, and how we operate. We encourage every client to review these resources for full transparency and accountability. If you have questions about what “RIA” or “fiduciary” mean in practice, we’ll walk you through the details during your first conversation.
What to Expect When You Work With Us
Choosing an advisor should make your life less complicated, not more. From your first call to ongoing check-ins, expect proactive communication, a clear process, and guidance designed around your real needs. You’ll never feel lost in a system or bounced between departments—our team becomes your partner for every financial decision. Whether you’re ready to explore services or want to book a first conversation, you can choose the right next step for you.
Values That Shape How We Show Up for You
- Fiduciary Commitment - Every recommendation starts and ends with your interests—no commissions, no product agenda.
- Transparency & Clarity - We explain every step and decision in plain language, so you always know where you stand.
- Responsiveness - You’ll never chase us for updates—expect direct communication and answers when you need them.
- Comprehensive Coordination - From planning and investment to retirement and estate, you’ll find one place for your financial decisions.
Stop Guessing and Get a Plan That Makes Sense
If you’re ready for clarity, support, and a partnership built to last, Lionshead Wealth Management is here to guide you—step by step. Let’s talk about what you need and make your next financial decision feel straightforward and achievable.